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Environment & Ecology – Complete Study Notes

UPSC CSE Prelims Mains GS III

Complete Study Notes for UPSC CSE Prelims GS Paper III

Ch 1 · Ecology Basics Ch 2 · Biodiversity Ch 3 · Climate Change Ch 4 · Conventions Ch 5 · Protected Areas Ch 6 · Environmental Laws Quick Revision
1Ecology Basics

Ecology fundamentals — ecosystem types, food chains, nutrient cycles, and ecological succession — form the conceptual backbone of Environment & Ecology for UPSC. These concepts underlie all higher topics.

Ecosystem Types

TypeCharacteristicsExamples
Tropical RainforestHighest biodiversity; warm & wet; multi-layered canopy; rapid nutrient cyclingAmazon, Western Ghats, NE India
Grassland / SavannaSeasonal rainfall; grasses dominant; large herbivores; fire-maintainedAfrican savanna, Indian grasslands
Desert<250 mm annual rain; extreme temps; xerophytes (CAM metabolism); high evaporationThar (India), Sahara, Atacama
WetlandTransitional between aquatic and terrestrial; high productivity; "kidneys of the earth"; carbon sinkChilika, Sundarbans, Keoladeo
MarineLargest biome on Earth; photic zone (0–200m); abyssal zone; coral reefs most diverse marine ecosystemIndian Ocean, coral reefs
FreshwaterRivers, lakes, ponds; limnology; lentic (still) vs lotic (flowing)Ganga, Wular lake
Estuary / MangroveWhere freshwater meets saltwater; highly productive; nursery for fish; protects coasts from erosionSundarbans (largest mangrove)

Food Chain and Trophic Levels

  • Producers (T1): plants, algae, phytoplankton — fix solar energy via photosynthesis
  • Primary Consumers (T2): herbivores (deer, rabbit, grasshoppers)
  • Secondary Consumers (T3): small carnivores (frogs, small fish)
  • Tertiary Consumers (T4): top predators (tigers, eagles, sharks)
  • Decomposers: bacteria, fungi — break down dead organic matter; recycle nutrients
10% Energy Rule (Lindeman): Only ~10% of energy transfers from one trophic level to the next; rest lost as heat

Ecological Pyramids

Pyramid TypeAlways Upright?Exception
Pyramid of NumbersNot alwaysInverted in tree ecosystem (1 tree supports many insects)
Pyramid of BiomassUsually uprightInverted in aquatic ecosystems (phytoplankton < zooplankton biomass at any moment)
Pyramid of EnergyAlways uprightNever inverted; energy always decreases up the chain

Biogeochemical Cycles

CycleKey Facts
Carbon CycleCarbon reservoir: atmosphere (CO₂), oceans (dissolved), lithosphere (fossil fuels, limestone); photosynthesis absorbs CO₂; respiration + combustion releases; Oceans = largest carbon sink
Nitrogen CycleN₂ fixation (Rhizobium in legume roots; Azotobacter free-living; lightning); nitrification; denitrification; Haber process (industrial); atmosphere 78% N₂
Phosphorus CycleNo gaseous phase (sedimentary cycle); weathering of rocks; phosphate in soil → plants → animals → decomposers → soil; slow cycling
Water CycleEvaporation → condensation → precipitation → runoff/infiltration; transpiration; 97.5% saltwater; only 2.5% freshwater (70% in glaciers)
Sulphur CycleVolcanic eruptions + fossil fuel combustion → SO₂ → acid rain (H₂SO₄); weathering releases sulphate

Ecological Succession

  • Primary succession: starts on bare/lifeless substrate (bare rock, new volcanic island); pioneer species = lichens on rock
  • Secondary succession: on disturbed area with existing soil (after fire, flood); faster than primary
  • Sere: the entire sequence of communities from pioneer to climax
  • Climax community: stable, self-sustaining final community; determined by climate
  • Hydrosere: succession in water body → eventually terrestrial; pond → marsh → swamp → scrubland → forest
Key: Energy pyramid is always upright. Biomass pyramid inverted in aquatic ecosystems. 10% energy rule. Phosphorus cycle = sedimentary (no atmospheric phase). Rhizobium fixes N₂ in legumes. Lichens = pioneer on rock.
2Biodiversity

Biodiversity is one of the most heavily tested topics in UPSC Environment. Hotspots, IUCN Red List categories, in-situ vs ex-situ conservation, and international conventions (CBD, CITES) are asked almost every year.

Levels of Biodiversity

  • Genetic diversity: variation within a species (different varieties of rice, wheat)
  • Species diversity: number of species in an area (species richness)
  • Ecosystem diversity: variety of habitats, communities, ecological processes in an area
  • India ranks 8th in plant diversity and 7th in mammal diversity globally; 17 megadiverse countries include India

Biodiversity Hotspots (in India)

Criteria (Norman Myers)≥1,500 endemic plant species AND ≥70% original habitat lost
Global hotspots36 hotspots cover only ~2.5% of Earth's land surface but hold ~70% of all species
Western Ghats & Sri LankaExtends along India's west coast; Anamudi (2695m) highest peak; UNESCO World Heritage (2012); >7,000 flowering plant species
Eastern Himalayas (Indo-Burma)NE India, Bhutan, Myanmar; extremely diverse; Indo-Burma hotspot includes NE states
Himalaya hotspotCovers entire Himalayan arc; rich endemics
SundalandAndaman & Nicobar Islands; highly endemic; volcanic origin A&N

IUCN Red List Categories

CategoryAbbreviationMeaning
ExtinctEXNo known living individuals anywhere
Extinct in the WildEWSurvives only in captivity/cultivation
Critically EndangeredCRExtremely high risk of extinction in the wild
EndangeredENVery high risk of extinction
VulnerableVUHigh risk of extinction
Near ThreatenedNTClose to qualifying as threatened
Least ConcernLCWidespread and abundant
Data DeficientDDInsufficient data to assess

Key Species Status (UPSC frequently asked)

SpeciesIUCN StatusNote
Bengal TigerEndangered (EN)India: ~3,682 tigers (2022 census); Project Tiger 1973
Snow LeopardVulnerable (VU)High altitudes; Himalayas; ~450–500 in India
One-horned RhinocerosVulnerable (VU)Kaziranga NP; ~3,700 globally
Asiatic LionEndangered (EN)Only in Gir NP, Gujarat; ~700 lions
Gangetic DolphinEndangered (EN)National Aquatic Animal of India
Great Indian BustardCritically Endangered (CR)<200 left; Rajasthan; power lines threat
Indian CheetahLocally extinct; reintroduced (Namibian) 2022Cheetahs from Namibia/S.Africa brought to Kuno NP
Giant PandaVulnerable (VU)Downlisted from Endangered in 2016

Conservation Methods

TypeDefinitionExamples
In-situ ConservationProtection in natural habitat; best method; "on-site"National Parks, Wildlife Sanctuaries, Biosphere Reserves, Sacred Groves
Ex-situ ConservationProtection outside natural habitat; "off-site"Zoos, botanical gardens, seed banks (Svalbard Global Seed Vault), cryopreservation, gene banks

Convention on Biological Diversity (CBD)

  • Opened at Rio Earth Summit 1992; entered into force December 1993
  • Three objectives: conservation of biodiversity + sustainable use + equitable sharing of benefits
  • Nagoya Protocol (2010): on Access and Benefit Sharing (ABS) from genetic resources; entered into force 2014
  • Cartagena Protocol (2000): on biosafety; regulates transboundary movement of GMOs
  • COP 15 (2022, Montreal): Kunming-Montreal Global Biodiversity Framework — 30×30 target (protect 30% of land & oceans by 2030)
Key: India = 17 megadiverse countries. 4 hotspots overlap India. Energy pyramid always upright; biodiversity pyramid not relevant. Bengal Tiger = EN; Great Indian Bustard = CR. In-situ best. CBD 1992; Nagoya Protocol 2010 (ABS). 30×30 target from COP 15.
3Climate Change & Global Warming

Climate change is among the most current-affairs-linked topics in UPSC Environment. Paris Agreement, NDCs, carbon credits, and IPCC reports are asked regularly — and the answers shift with each COP.

Greenhouse Gases (GHGs)

GHGGWP (100-yr)Major Source
Carbon Dioxide (CO₂)1 (baseline)Fossil fuel combustion, deforestation; 76% of GHG emissions
Methane (CH₄)25Livestock, rice paddies, landfills, natural gas leaks; 16% of emissions
Nitrous Oxide (N₂O)298Agriculture (fertilisers), combustion; 6% of emissions
HFCs / PFCs / SF₆Very high (thousands)Industrial processes; Kigali Amendment (2016) adds HFCs to Montreal Protocol
Water VapourMost abundant GHG but not directly controlled by human activity; amplifies warming

Global Warming Impacts

  • Sea level rise: thermal expansion + melting glaciers/ice sheets; threatens low-lying nations (Maldives, Bangladesh, Pacific island states)
  • Coral bleaching: ocean warming + acidification; Great Barrier Reef severely affected
  • Permafrost thaw: releases stored methane — positive feedback loop (more warming)
  • Extreme weather: more intense cyclones, droughts, floods, heat waves
  • Ocean acidification: CO₂ absorbed by ocean → carbonic acid → pH falls → harms shellfish, coral

International Climate Agreements

AgreementYearKey Provision
UNFCCC (UN Framework Convention on Climate Change)1992 (Rio); in force 1994Framework convention; "common but differentiated responsibilities" (CBDR); 198 parties
Kyoto Protocol1997 (in force 2005)Legally binding emission cuts for developed countries (Annex I); India/China exempt; US never ratified; 1st commitment 2008–12
Copenhagen Accord2009Non-binding; pledged to limit warming to 2°C; developed countries: $100 bn/yr to developing by 2020
Paris Agreement2015 (COP 21); in force Nov 2016Limit warming to well below 2°C, preferably 1.5°C above pre-industrial; NDCs; 5-year review cycles; loss and damage
Glasgow Climate PactCOP 26, 2021"Phase down" (not phase out) coal; $100 bn climate finance; 1.5°C goal reaffirmed

NDC (Nationally Determined Contributions)

  • Each country sets its own climate targets under Paris Agreement; not legally binding but must be submitted
  • India's NDC (updated 2022):
    • Reduce GDP emissions intensity by 45% by 2030 (from 2005 levels)
    • 50% electric power from non-fossil sources by 2030
    • Create additional carbon sink of 2.5–3 billion tonnes CO₂ equivalent through forests and trees by 2030
    • Net Zero by 2070
  • India's three LTS (Long-Term Strategy): "Panchamrit" targets announced at COP26

Carbon Credits & Market Mechanisms

  • Carbon Credit: 1 credit = right to emit 1 tonne CO₂ equivalent; can be traded
  • Cap and Trade (ETS): government sets cap on emissions; companies below cap can sell credits; above cap must buy; EU ETS is world's largest
  • CDM (Clean Development Mechanism): Kyoto mechanism; developed countries invest in emission-reduction projects in developing countries to earn credits
  • Carbon Tax: direct price on carbon emissions; alternative to cap and trade
  • IPCC: Intergovernmental Panel on Climate Change; Nobel Peace Prize 2007 (shared with Al Gore); periodic Assessment Reports (AR6 = 2021–22)
Key: Paris Agreement 2015 — 1.5°C target; NDCs every 5 years; India Net Zero 2070. Kyoto = legally binding for Annex I only. CH₄ GWP = 25; N₂O = 298. IPCC ≠ UN body directly (under UNEP + WMO). Panchamrit = India's 5 climate pledges at COP26.
4International Environmental Conventions & Protocols

International conventions are asked almost every year in UPSC. Ramsar, CITES, Montreal Protocol, Basel/Rotterdam/Stockholm, and MARPOL are high-frequency topics. Memorise year, purpose, and India's specific role.

Key International Conventions

ConventionYearFocusIndia's Note
Ramsar Convention1971 (Ramsar, Iran)Conservation and sustainable use of wetlands of international importanceIndia: 75+ Ramsar sites (most in world after UK); first two = Chilika (Odisha) + Keoladeo (Rajasthan) in 1981
CITES1973 (Washington); in force 1975Convention on International Trade in Endangered Species; regulates wildlife trade via 3 AppendicesAppendix I = banned trade; II = regulated; III = protected in at least one country
Montreal Protocol1987Phase-out of ozone-depleting substances (ODSs): CFCs, HCFCs, halons, methyl bromideMost successful international environmental agreement; 198 parties; ozone layer recovering; Kigali Amendment (2016) adds HFCs
Basel Convention1989Control transboundary movement of hazardous wastes and their disposalIndia ratified; bans export of hazardous waste to developing countries
Rotterdam Convention1998Prior Informed Consent (PIC) for trade in hazardous chemicals and pesticidesNotification required before exporting listed chemicals
Stockholm Convention2001Eliminate/restrict Persistent Organic Pollutants (POPs) — "Dirty Dozen" initially: DDT, PCBs, dioxins, etc.India ratified; DDT still used for malaria control (exemption)
Minamata Convention2013Protects human health and environment from mercury; named after Minamata disease (Japan, 1956)India ratified 2018
MARPOL1973/78International Convention for Prevention of Pollution from Ships; 6 annexes covering oil, chemicals, sewage, garbageMarine pollution prevention

Ozone Layer

  • Stratospheric ozone (15–35 km altitude) absorbs UV-B and UV-C radiation
  • CFCs (chlorofluorocarbons) — main culprit; Cl atoms catalytically destroy ozone (1 Cl atom destroys 100,000 ozone molecules)
  • Ozone hole — over Antarctica; seasonal; largest in September–October
  • ODP (Ozone Depletion Potential): CFC-11 = 1.0 (benchmark); HCFC-22 = 0.055; HFCs = 0 (but high GWP)
  • World Ozone Day: 16 September (anniversary of Montreal Protocol signing)

Important International Bodies & Days

Body/EventDetails
UNEPUN Environment Programme; HQ Nairobi, Kenya; established 1972 (after Stockholm Conference); only major UN body headquartered in developing country
World Environment Day5 June; since 1972; theme announced annually by UNEP
Earth Day22 April; since 1970
Wetlands Day2 February (Ramsar Day)
World Wildlife Day3 March (CITES signing date)
International Day for Biodiversity22 May (CBD entry into force)
IUCNInternational Union for Conservation of Nature; HQ Gland, Switzerland; publishes Red List; founded 1948
WWFWorld Wide Fund for Nature; panda logo; founded 1961; Gland, Switzerland
Key: Ramsar = 1971 wetlands; India = 75+ sites; first Chilika + Keoladeo (1981). Montreal Protocol = 1987 ozone. CITES = 1973 wildlife trade. Stockholm = POPs (2001). Minamata = mercury (2013). UNEP HQ = Nairobi. World Environment Day = 5 June.
5Protected Areas & Wildlife Conservation

The distinction between National Parks, Sanctuaries, Biosphere Reserves, and Tiger Reserves is tested every year. Project Tiger, Project Elephant, and key NPs with their states/features are UPSC essentials.

Protected Area Categories

CategoryProtection LevelHuman ActivityBoundary Change
National ParkHighest; under WPA 1972None permitted (including grazing, forestry)Only by Act of State Legislature (Parliament for some)
Wildlife SanctuaryHigh; under WPA 1972Some activities (grazing, forestry) with permission; private ownership allowedState government can alter
Conservation ReserveModerate; newer category (WPA amendment 2002)Local communities may continue traditional usesState govt. in consultation with communities
Community ReserveModerate; community-ledCommunity manages; no private land acquisitionState govt.
Biosphere ReserveUNESCO designation; three-zone modelCore = strictly protected; Buffer = research; Transition = sustainable useUNESCO + national decision

Biosphere Reserves in India

  • India has 18 Biosphere Reserves; 12 are in UNESCO's World Network of Biosphere Reserves
  • First Biosphere Reserve: Nilgiri (1986)
  • Largest: Rann of Kutch (GRK Biosphere Reserve, Gujarat)
  • UNESCO World Network BR (in India): Nilgiri, Nanda Devi, Sundarban, Gulf of Mannar, Great Nicobar, Pachmarhi, Simlipal, Achanakmar-Amarkantak, Dibru-Saikhowa, Dehang-Debang, Manas, Agasthyamalai, Khangchendzonga

Key National Parks

National ParkStateKnown For
Jim Corbett NPUttarakhandFirst NP in India (1936); tigers; Project Tiger's first reserve (1973)
Kaziranga NPAssamOne-horned rhinoceros (70% of world's population); UNESCO WHS; also tigers, elephants
Sundarbans NPWest BengalWorld's largest mangrove; Royal Bengal Tiger; UNESCO WHS
Gir NPGujaratOnly wild habitat of Asiatic Lions; ~700 lions
Keoladeo (Bharatpur) NPRajasthanAvifauna; Siberian Crane wintering; UNESCO WHS; Ramsar site
Valley of Flowers NPUttarakhandAlpine flowers; UNESCO WHS (along with Nanda Devi)
Manas NPAssamUNESCO WHS; Project Tiger + Project Elephant; buffers Bhutan's Royal Manas NP
Periyar NPKeralaTigers, elephants; Periyar Lake reservoir; biosphere reserve
Namdapha NPArunachal PradeshOnly park with all 4 big cats: Tiger, Leopard, Snow Leopard, Clouded Leopard
Hemis NPLadakhLargest NP by area in India; snow leopards

Major Conservation Projects

ProjectLaunch YearKey Facts
Project Tiger1973 (Indira Gandhi)54 tiger reserves; 2022 tiger census: ~3,682 tigers; India = 75% of world's wild tigers; MP has most tigers; NTCA (National Tiger Conservation Authority)
Project Elephant199233 elephant reserves; corridor protection; man-animal conflict; ~30,000 elephants in India
Crocodile Conservation Project1975Three species: Mugger (freshwater), Saltwater Crocodile (largest reptile), Gharial (Critically Endangered); Chambal & Ken rivers
Project Cheetah2022World's first inter-continental reintroduction; Namibian cheetahs to Kuno NP (MP)
Sea Turtle Project1975Olive Ridley turtles; Gahirmatha & Odisha coast; mass nesting (Arribada)
Key: Jim Corbett = 1st NP (1936); Project Tiger = 1st reserve (1973). Kaziranga = rhinos. Gir = Asiatic Lions. Namdapha = only NP with 4 big cats. Hemis = largest NP (area). India = 75% world's wild tigers; ~3,682 (2022). Gharial = Critically Endangered.
6Environmental Laws & Pollution Control

India's environmental legal framework — EPA 1986, NGT 2010, Forest Rights Act — and institutional structures (CPCB, SPCB) are regularly examined. EIA notification, e-waste rules, and plastic waste rules are current affairs links.

Key Environmental Legislation

Act / LawYearKey Provisions
Wildlife Protection Act1972Prohibits hunting/poaching; establishes PAs; schedules I–VI (Schedule I = highest protection, absolute ban); CITES implementation
Water (Prevention and Control of Pollution) Act1974Establishes Central and State Pollution Control Boards; standards for industrial effluent discharge
Forest Conservation Act1980Requires Central government approval for diverting forest land for non-forest purposes
Air (Prevention and Control of Pollution) Act1981Air quality standards; CPCB sets standards; SPCB enforces
Environment (Protection) Act1986 (post Bhopal disaster)Umbrella legislation; empowers Central govt. to issue directions; EIA under this Act; most comprehensive
Forest Rights Act (FRA)2006Recognises forest dwellers' (Scheduled Tribes + Other Forest Dwellers) rights over forest land and resources; community forest resource rights
National Green Tribunal (NGT) Act2010Specialised court for environmental cases; quasi-judicial; principal bench Delhi; 5 zonal benches; judges + expert members; cannot override SC/HC
Biological Diversity Act2002Implements CBD; three-tier: NBA (National Biodiversity Authority, Chennai) → SBB → BMC (Biodiversity Management Committee at local level)

Pollution Control Institutions

  • CPCB (Central Pollution Control Board): statutory body under MoEFCC; established under Water Act 1974; sets national standards; co-ordinates SPCBs; publishes National Air Quality Index
  • SPCB (State Pollution Control Board): state-level enforcement; issues Consent to Establish + Consent to Operate to industries
  • MoEFCC: Ministry of Environment, Forest and Climate Change; nodal ministry; Forest Survey of India (FSI) under it
  • NTCA: National Tiger Conservation Authority; statutory body under WPA (amendment 2006); oversees Project Tiger
  • Wildlife Crime Control Bureau (WCCB): under MoEFCC; fights wildlife trafficking; implements CITES

EIA (Environmental Impact Assessment)

  • Mandatory for specified projects before commencement; under EPA 1986
  • EIA Notification 2006 (latest major update): categorises projects as A (Central + SEAC) and B (SEAC only)
  • Process: Screening → Scoping → Baseline study → Impact prediction → Environmental Management Plan → Public Hearing → Expert Appraisal → Approval
  • Public Hearing: mandatory for Category A and most Category B projects; 30-day notice required

Types of Pollution

TypeKey Facts / Standards
Air PollutionCPCB publishes AQI (Air Quality Index): 6 categories 0–50=Good to 401–500=Severe; 8 pollutants: PM2.5, PM10, NO₂, SO₂, CO, O₃, NH₃, Pb; Bharat Stage (BS) VI emission norms from 2020
Water PollutionBOD (Biochemical Oxygen Demand): <3 mg/L = clean; >10 mg/L = heavily polluted; Ganga Action Plan 1986; Namami Gange Programme 2015 (₹20,000 cr)
Soil / Land PollutionSolid Waste Management Rules 2016; plastic waste Rules; e-waste Rules 2022 (Extended Producer Responsibility — EPR)
Noise PollutionDay: 55 dB (residential), 65 dB (commercial); Night: 45 dB, 55 dB
Thermal PollutionHot water discharge from power plants into water bodies; reduces dissolved oxygen; kills aquatic life
Key: EPA 1986 = umbrella law (post-Bhopal). NGT 2010 = specialised environmental court; principal bench Delhi. FRA 2006 = forest dwellers' rights. CPCB under Water Act 1974. EIA under EPA 1986. Namami Gange = 2015 flagship; ₹20,000 crore. BS-VI = 2020.
Environment & Ecology — Key Facts at a Glance
TopicKey Fact
10% Energy RuleOnly 10% energy transfers between trophic levels (Lindeman's Law)
Energy PyramidAlways upright; never inverted
Phosphorus cycleSedimentary; no atmospheric phase
Pioneer species on bare rockLichens (primary succession)
India's biodiversity status17 megadiverse countries; 4 biodiversity hotspots
Western Ghats statusBiodiversity hotspot + UNESCO WHS (2012)
IUCN HQGland, Switzerland; founded 1948
Great Indian Bustard statusCritically Endangered (CR); Rajasthan
National Aquatic AnimalGangetic Dolphin (Endangered)
Bengal Tiger count (2022)~3,682; India = 75% of world's wild tigers
Asiatic Lion locationOnly in Gir NP, Gujarat (~700 lions)
Namdapha NP specialityOnly NP with all 4 big cats
Largest NP (area)Hemis NP, Ladakh
First NP in IndiaJim Corbett NP (1936, Uttarakhand)
Project Tiger launched1973; 54 reserves; NTCA
First Biosphere Reserve (India)Nilgiri (1986)
India's Ramsar sites75+; first: Chilika + Keoladeo (1981)
Ramsar Convention1971; wetlands of international importance
CITES1973; Appendix I = trade banned
Montreal Protocol1987; phase-out of ODSs (CFCs etc.); Kigali Amendment 2016 adds HFCs
Ozone Day16 September
UNFCCC established1992 Rio Earth Summit; in force 1994
Paris Agreement target1.5°C above pre-industrial; in force 2016
India Net Zero target2070
Methane GWP25 (100-year); N₂O = 298
UNEP HQNairobi, Kenya; est. 1972
World Environment Day5 June
NBA HQChennai (National Biodiversity Authority)
EPA enacted1986; umbrella environmental law
NGT established2010; principal bench New Delhi
Forest Rights Act2006; rights of Scheduled Tribes + OFDs over forest land
Sundarbans mangroveWorld's largest mangrove; UNESCO WHS; India + Bangladesh