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What makes a government legitimate, according to Locke?

The Hobbes essay in this series ended with Locke's lions. This is the rest of Locke's answer: a government is legitimate because people consented to it for a purpose, and it stays legitimate only while it serves that purpose. In his own words, chapter by chapter, with his critics and where his ideas sit in India's Constitution.

Short answer

Consent, given for a purpose. In the Second Treatise (1690), people are by nature free and equal, and none can be put under another's political power “without his own consent”. They consent to join a society and set up a government to preserve their “lives, liberties and estates”, which Locke calls property. That government holds its power on trust: if it breaks the trust it loses its claim to obedience, and “the people shall be judge”.

Contents
  1. What is Locke's state of nature?
  2. What does Locke mean by property?
  3. Why leave the state of nature?
  4. What makes a government legitimate?
  5. When may the people resist?
  6. What did his critics say?
  7. Locke in India's Constitution
  8. Using this in PSIR
Terms used in this essay
Legitimate
Having a rightful claim to be obeyed, not just the power to make people obey.
State of nature
Locke's picture of people before any government: free and equal, and bound by the law of nature.
Law of nature
For Locke, the rule that reason teaches everyone: no one may harm another in life, health, liberty or possessions.
Property
Locke's general name for a person's life, liberty and estate, not land alone.
Consent
Agreeing to be governed. Express consent is said or signed; tacit consent is inferred from conduct, such as living under a government and using its protection.
Legislative
Locke's word for the law-making power: in India, Parliament and the State legislatures.
Trust (fiduciary power)
Power held for someone else, for a stated purpose, and lost if it is used against that purpose.
Dissolution of government
For Locke, what happens when a government breaks its trust: the people may set up a new legislative.
Constitutional right
A right the Constitution gives that is not in Part III: since 1979, the right to property (Article 300A).
Who was Locke?English philosopher (1632–1704). Two Treatises of Government was published in 1690; the second sets out his theory of government.

A government that can tax you, jail you and send you to war needs more than power to be obeyed rightly. It needs a claim to be obeyed. Political theory calls that claim legitimacy, and John Locke's Second Treatise of Government gives the answer that liberal democracies still lean on: a government is legitimate because the governed consented to it, and only for as long as it does what they consented to.

PSIR syllabusPaper I: “Western Political Thought: Plato, Aristotle, Machiavelli, Hobbes, Locke, John S. Mill, Marx, Gramsci, Hannah Arendt.”

What is Locke's state of nature?

It is a state of freedom, not of war. Locke describes people before any government as living in “a state of perfect freedom to order their actions, and dispose of their possessions and persons, as they think fit, within the bounds of the law of nature” (chapter II).

That last phrase is the difference from Hobbes. Locke's state of nature already has a law. Reason is that law, and it teaches that, all being equal and independent, “no one ought to harm another in his life, health, liberty, or possessions”. Hobbes's people need a sovereign to have any rules at all; Locke's people have rules, but no one to apply them fairly. (The Hobbes essay in this series: Why would anyone give up their freedom to a Leviathan?)

What does Locke mean by property?

More than land. Property starts with the person: “every man has a property in his own person: this no body has any right to but himself” (chapter V). What a person makes by mixing their labour with what nature provides becomes theirs too.

When Locke says why people form governments, he widens the word on purpose. They unite for “the mutual preservation of their lives, liberties and estates, which I call by the general name, property” (chapter IX). So “property” in Locke means life, liberty and estate together. An answer that reads it as land alone misses his argument.

Exam trapLocke's “property” is life, liberty and estate (chapter IX), not only possessions.

Why leave the state of nature at all?

Because rights with no one to protect them fairly are not safe. In chapter IX Locke names what the state of nature lacks: a settled, known law; a judge with no stake in the quarrel, since everyone is otherwise judge in their own case; and a power to carry out the judgment. People join a society to supply all three, and he says what for:

“The great and chief end, therefore, of men's uniting into commonwealths, and putting themselves under government, is the preservation of their property.” (chapter IX)

Consent, and the purpose it was given for. The rule that decides legitimacy is in chapter VIII:

“Men being, as has been said, by nature, all free, equal, and independent, no one can be put out of this estate, and subjected to the political power of another, without his own consent.” (chapter VIII)

Each person agrees with the others to form one society, and from then on the majority acts for it. Locke also counts tacit consent: someone who owns land or enjoys the protection of a government is taken to have agreed to its laws, even without saying so (chapter VIII).

The government consent creates is not a master but a trustee. The legislative is “only a fiduciary power to act for certain ends” (chapter XIII), and its limits follow from those ends: “the supreme power cannot take from any man any part of his property without his own consent” (chapter XI). Taxes are the test case. A government “must not raise taxes on the property of the people, without the consent of the people, given by themselves, or their deputies” (chapter XI).

Locke's chain: rights, consent, government on trust, resistance Five boxes joined by arrows. 1, the state of nature (chapter II): people are free and equal, under the law of nature. 2, its inconveniences (chapter IX): no settled law, no fair judge, no power to enforce. 3, consent (chapter VIII): each agrees to join one society, and the majority acts for it. 4, government on trust (chapters IX, XI and XIII): to preserve lives, liberties and estates, which Locke calls property. 5, trust broken (chapter XIX): the people judge, and may set up a new legislative. A dashed arrow runs from 5 back to 3: back to consent. A note under 5: small faults are borne 'without mutiny or murmur'. Beside it, for contrast, Hobbes: the sovereign made no promise, so it cannot break one. 1. State of nature free and equal, underthe law of nature chapter II 2. Its inconveniences no settled law, no fairjudge, no power to enforce chapter IX 3. Consent each agrees to join onesociety; the majority acts chapter VIII 4. Government on trust to preserve lives, libertiesand estates: "property" chapters IX, XI, XIII 5. Trust broken the people judge, and mayset up a new legislative chapter XIX back to consent small faults are borne'without mutiny or murmur' Hobbes, for contrast the sovereign made nopromise, so it cannotbreak one Locke's chain: rights, consent, government on trust, resistance Five boxes joined by arrows. 1, the state of nature (chapter II): people are free and equal, under the law of nature. 2, its inconveniences (chapter IX): no settled law, no fair judge, no power to enforce. 3, consent (chapter VIII): each agrees to join one society, and the majority acts for it. 4, government on trust (chapters IX, XI and XIII): to preserve lives, liberties and estates, which Locke calls property. 5, trust broken (chapter XIX): the people judge, and may set up a new legislative. A dashed arrow runs from 5 back to 3: back to consent. A note under 5: small faults are borne 'without mutiny or murmur'. Beside it, for contrast, Hobbes: the sovereign made no promise, so it cannot break one. 1. State of nature free and equal, underthe law of nature chapter II 2. Its inconveniences no settled law, no fairjudge, no power to enforce chapter IX 3. Consent each agrees to join onesociety; the majority acts chapter VIII 4. Government on trust to preserve lives, libertiesand estates: "property" chapters IX, XI, XIII 5. Trust broken the people judge, and mayset up a new legislative chapter XIX back to consent small faults are borne'without mutiny or murmur'
A chain with a way back. Each step rests on the one before. If the government breaks the trust in step 4, the people go back to step 3 and set up a new legislative.

When may the people resist?

When the government breaks its trust: when the legislators try to take the people's property, or to rule by arbitrary power, the government is dissolved and the people may set up a new legislative (chapter XIX). Who decides that the trust is broken? Locke's answer is short: “The people shall be judge”, because the one who gives a trust is the one who can say it has been betrayed.

He is not describing a right to rebel over every bad law. Revolutions, he argues, do not follow small failures: great mistakes by rulers, many wrong laws and all the slips of human frailty “will be born by the people without mutiny or murmur” (chapter XIX). Resistance answers a pattern of abuse, not a single wrong decision.

What did his critics say?

The hardest question is whether most people ever consent at all. David Hume, in his essay “Of the Original Contract” (1748), says tacit consent means little for someone who cannot afford to leave their country. To call staying put consent is like saying a man, “by remaining in a vessel, freely consents to the dominion of the master”, when he was carried on board asleep and would drown if he jumped off.

Original contractThe idea that government began with, and rests on, an agreement among the people it governs. Hume's essay takes the name as its target.

Hobbes had made the opposite objection before Locke wrote. Limiting the sovereign and dividing its power, he argued in Leviathan, invites the civil war a sovereign exists to prevent, and he called the idea that a sovereign is “subject to the Civill Lawes” “repugnant to the nature of a Common-wealth” (chapter XXIX). Hume doubts that consent happened; Hobbes doubts that a government held to conditions can keep the peace. An answer should show both, and say which danger each one fears.

Where is Locke in India's Constitution?

In its first words, and in the history of one right. The Constitution names its source as the governed: “WE, THE PEOPLE OF INDIA” … “DO HEREBY ADOPT, ENACT AND GIVE TO OURSELVES THIS CONSTITUTION”. Consent is renewed at every election, held on adult suffrage (Article 326), and the legislatures that make laws are the people's “deputies” in Locke's sense.

Property is where the comparison gets sharp. The Constitution of 1950 made it a fundamental right, in Article 19(1)(f) and Article 31. The Constitution (Forty-fourth Amendment) Act, 1978 omitted both, with effect from 20 June 1979, and put this in their place:

“No person shall be deprived of his property save by authority of law.” (Article 300A)

Property stopped being a fundamental right and became a constitutional right outside Part III. Read with Locke, Article 300A keeps his core condition, that property is taken only by law, which elected legislatures make. What it drops is the protection Part III gives to the fundamental rights.

Locke's Second Treatise and India's Constitution
Second Treatise (1690)The Constitution of India
Source of authority Consent of the free and equal (chapter VIII) “We, the people of India” (Preamble); elections on adult suffrage (Article 326)
Purpose Preserving lives, liberties and estates (chapter IX) Justice, liberty, equality and fraternity (Preamble)
Property Not taken without consent, given by the people or their deputies (chapter XI) Not taken “save by authority of law” (Article 300A, since 1979)
When trust is broken The people judge, and may set up a new legislative (chapter XIX) No right of rebellion: elections, and the courts

Using this in PSIR Paper I

Quote Locke by chapter, and keep his word “property” in his sense. Try these:

  1. 15 marks. “For Locke, legitimacy rests on consent, and consent is limited by its purpose.” Discuss.
  2. 10 marks. Distinguish express and tacit consent in Locke. Is tacit consent consent at all? Answer with Hume's objection.
  3. GS Paper II, 150 words. How did the Forty-fourth Amendment change the right to property, and what does Article 300A now require?

An outline for the first.

  1. Start from chapter VIII: no one is put under another's power “without his own consent”.
  2. The purpose: preserving property in Locke's wide sense (chapter IX).
  3. So power is held on trust (chapter XIII) and limited (chapter XI: no taking property without consent).
  4. Breach of trust: dissolution, and “the people shall be judge” (chapter XIX), but not over small faults.
  5. Critiques: Hume's ship; Hobbes on limited sovereignty. Close with the Preamble and Article 300A.

Practise: GS Paper II Polity mock tests · Read: the Polity notes · Also in this series: Hobbes and the Leviathan

Sources