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PSIR, from the record · Paper I

What is the state for?

Political theory gives at least six answers, and the PSIR syllabus asks for all of them. Here is each, in its theorist's own words where those words can be checked, side by side, and the answer India's Constitution writes into Article 38.

Short answer

Each theory gives its own answer, and each is also a claim about what the state really is. For Locke it exists to preserve people's “lives, liberties and estates”; for Nozick only a minimal state, limited to protection and contracts, is justified; for Marx and Engels it is “a committee for managing the common affairs of the whole bourgeoisie”. Pluralists such as Dahl see an arena of competing groups, Partha Chatterjee a state that governs populations as much as citizens, and Carole Pateman an order founded on a sexual contract as well as a social one.

Contents
  1. Why are there so many answers?
  2. The liberal answer: to protect rights
  3. The neoliberal answer: as little as possible
  4. The Marxist answer: a committee of the ruling class
  5. The pluralist answer: an arena for groups
  6. The post-colonial answer: a state of populations
  7. The feminist answer: a contract between men
  8. Six theories side by side
  9. What does India's Constitution say?
  10. Using this in PSIR
Terms used in this essay
State
The body that makes and enforces the law over a territory and its people: government, courts, police, army and administration.
Social contract
The idea that the state rests on an agreement, real or imagined, among the people it governs.
Minimal state
Nozick's term for a state limited to protecting people against force, theft and fraud and enforcing contracts.
Bourgeoisie
In Marx and Engels, the class that owns the means of production: factories, land, capital.
Pluralism
The view that power in a democracy is spread among many competing groups rather than held by one elite.
Civil and political society
Chatterjee's distinction: civil society is the world of rights-bearing citizens and formal institutions; political society is where groups outside it deal with the state directly.
Directive Principles
Part IV of the Constitution: principles the State is to apply in making laws. No court can enforce them.

Ask what the state is for and political theory gives at least six answers. The PSIR syllabus asks for all of them, under the heading of theories of the state: liberal, neoliberal, Marxist, pluralist, post-colonial and feminist. Each is set out below in its theorist's own words where those words can be checked against the text, and described where they cannot. None is presented as the right one.

PSIR syllabusPaper I, Political Theory: theories of the state, liberal, neoliberal, Marxist, pluralist, post-colonial and feminist.

Why are there so many answers?

Because the question holds two. One is what the state does: whose interests it serves, who actually decides. The other is what it should do: what would justify its power over us. Every theory below answers both, and much of the disagreement comes from answering one while seeming to answer the other.

The liberal answer: to protect rights

For John Locke the state is a means to an end, and he names the end. “The great and chief end, therefore, of men's uniting into commonwealths, and putting themselves under government, is the preservation of their property.” Property here is wide: the “mutual preservation of their lives, liberties and estates, which I call by the general name, property.” Because people set up government for that end, it holds its power in trust; the legislative is “only a fiduciary power to act for certain ends”. (Locke's argument from consent is worked through in its own essay.)

The neoliberal answer: as little as possible

Robert Nozick, in Anarchy, State, and Utopia (1974), states his conclusion in the preface: “a minimal state, limited to the narrow functions of protection against force, theft, fraud, enforcement of contracts, and so on, is justified”. Anything more, he argues, “will violate persons' rights not to be forced to do certain things, and is unjustified”, and the minimal state is “inspiring as well as right.” Making some citizens pay to help others is, on this view, the kind of extra a state may not take on.

The Marxist answer: a committee of the ruling class

Marx and Engels answer the descriptive question first. In the Manifesto of the Communist Party (1848), after describing how the bourgeoisie won political power in the modern representative state, they write: “The executive of the modern State is but a committee for managing the common affairs of the whole bourgeoisie.” The state, on this reading, is not above the classes. It is one of them, organised.

Manifesto, chapter I“but a committee for managing the common affairs of the whole bourgeoisie.”

The pluralist answer: an arena for groups

Robert Dahl looked at who actually decided things in one city. Who Governs? (1961) studied New Haven, Connecticut, and argued against the view that political power is held by a single elite: power, he found, was spread among groups with competing interests. Dahl's word for a system that works this way is polyarchy. The state, for the pluralist, is the arena in which organised groups bargain, not the instrument of any one of them.

The post-colonial answer: a state of populations

Partha Chatterjee asks how the state looks from below in a country like India. In The Politics of the Governed (2004) he argues that much of popular politics in most of the world happens outside civil society and outside the formal institutions of the law, in what he calls political society, where groups that the state counts and administers as populations deal with it directly. A theory that looks only at citizens in civil society would miss them.

The feminist answer: a contract between men

Carole Pateman turns to the social contract itself. In The Sexual Contract (1988) she argues that the original contract of the classic contract theories, the agreement said to found the modern state, is also a sexual contract, one that establishes what she calls “male sex-right”. The story of free and equal individuals agreeing to a state, on this reading, was told about men. (Two of those theories, Hobbes's and Locke's, have their own essays.)

What is the state for? Six answers Six boxes around a circle labelled the state, one for each theory. Liberal, Locke: to preserve lives, liberties and estates. Neoliberal, Nozick (1974): a minimal state, limited to protection and contracts. Marxist, Marx and Engels (1848): a committee of the ruling class. Pluralist, Dahl (1961): an arena where groups compete. Post-colonial, Chatterjee (2004): it governs populations, not only citizens. Feminist, Pateman (1988): founded on a sexual contract as well as a social one. the state Liberal Locke, Second Treatise to preserve 'lives,liberties and estates' Neoliberal Nozick, 1974 a minimal state:protection, contracts Marxist Marx and Engels, 1848 'a committee' ofthe ruling class Pluralist Dahl, 1961 an arena wheregroups compete Post-colonial Chatterjee, 2004 governs populations,not only citizens Feminist Pateman, 1988 founded on a sexualcontract as well What is the state for? Six answers Six boxes around a circle labelled the state, one for each theory. Liberal, Locke: to preserve lives, liberties and estates. Neoliberal, Nozick (1974): a minimal state, limited to protection and contracts. Marxist, Marx and Engels (1848): a committee of the ruling class. Pluralist, Dahl (1961): an arena where groups compete. Post-colonial, Chatterjee (2004): it governs populations, not only citizens. Feminist, Pateman (1988): founded on a sexual contract as well as a social one. the state Liberal Locke, Second Treatise to preserve 'lives,liberties and estates' Neoliberal Nozick, 1974 a minimal state:protection, contracts Marxist Marx and Engels, 1848 'a committee' ofthe ruling class Pluralist Dahl, 1961 an arena wheregroups compete Post-colonial Chatterjee, 2004 governs populations,not only citizens Feminist Pateman, 1988 founded on a sexualcontract as well
Six answers. Each theory's short answer to what the state is for, with the text it comes from.

Six theories side by side

What the state is, whom it serves, and the question each theory asks of it
TheoryWhat the state isWhom it servesThe question it asks
Liberal (Locke)A trust: “a fiduciary power to act for certain ends”The people who set it upWhat may it do without our consent?
Neoliberal (Nozick)A protector, justified only if minimalIndividuals and their rightsHow little state can be justified?
Marxist (Marx and Engels)“A committee” of the ruling classThe bourgeoisieWhose interests does it serve?
Pluralist (Dahl)An arena where organised groups competeWhichever groups organise and winWho actually decides?
Post-colonial (Chatterjee)A government of populations as well as of citizensCitizens in law; populations in practiceHow does it meet those outside civil society?
Feminist (Pateman)An order founded on a sexual contract as well as a social oneMen, in the original contractWho was left out of the contract?

Dahl, Chatterjee and Pateman are described here, not quoted: their books are in copyright, and their sentences could not be checked word for word against the text.

What does India's Constitution say?

It answers the question directly, in Article 38(1), one of the Directive Principles: “The State shall strive to promote the welfare of the people by securing and protecting as effectively as it may a social order in which justice, social, economic and political, shall inform all the institutions of the national life.” A second clause, added by the Forty-fourth Amendment in 1978, tells the State to strive to reduce inequalities of income, status, facilities and opportunities.

That is not one theory's answer. It joins a liberal aim, a social order of justice, to a duty to reduce inequality that no minimal state would accept. The exam asks you to set the theories out and to judge them; the judgement is yours.

Using this in PSIR Paper I

Quote each theorist with the text and year. Try these:

  1. PSIR, 15 marks. Compare the liberal and Marxist theories of the state.
  2. PSIR, 10 marks. What does the feminist critique add to the theory of the social contract?
  3. PSIR, 10 marks. “Theories of the state built on Western experience miss most of the governed in postcolonial democracies.” Discuss with reference to Partha Chatterjee.

An outline for the first.

  1. The two questions: what the state does, and what would justify it.
  2. Locke: preservation of “lives, liberties and estates”; power held in trust.
  3. Marx and Engels: “a committee for managing the common affairs of the whole bourgeoisie”.
  4. Where they meet and part: both describe a state tied to property; one justifies it, the other exposes it.
  5. India: Article 38 takes from both, a social order of justice and a duty to reduce inequality.

Practise: GS Paper II mock tests · Read: Polity study notes · Exam: UPSC Civil Services

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